wealthAPI Tool: Compliance Manager
Legally compliant reporting and employee trade monitoring
Full Automation of the Reporting and Auditing of Employee Personal Securities Transactions: The wealthAPI Compliance Manager provides practical tools for transparent and effective monitoring of employee assets and ensures complete clarity at all times.
The responsive and interactive user interface enables employers and employees to quickly react to portfolio changes from any device and to check new mandates in a matter of seconds.
The Compliance Manager in Detail
Functionalities
- Your employees import all of their portfolios with just a few clicks – fully digitized and always automatically up-to-date.
- wealthAPI analyzes positions as well as details of every individual activity, such as purchases, sales, dividends, and more.
- The status of all assets is effectively captured in real-time, and individual mandates can be queried at any time regarding critical assets.
- The composition of ETFs and certificates is also analyzed. Together with our partner Ariva AG, we also include data on these underlying assets in the audit result.
employee asset monitoring in real-time
new mandates subject to vetting at any time
Benefits
- Manage all mandates and the employees working on them within your Admin Dashboard.
- Quickly update the relevant information at any time via automated, scheduled, or situational reminders.
- The compliance data is thus always up-to-date—without any additional effort.
- Let your employees choose which channels they wish to receive notifications through.
mandatory reporting finally digitized
employees benefit equally
Smart Imports for Smart Assets
The fully automated data import makes it easy for you and your employees and saves time. As the employer, you receive the audit result for your requested mandate in real-time.
Automated Data Import via API
- Your employees import all of their portfolios with just a few clicks and our system keeps them up-to-date automatically.
- Portfolios can be imported fully automated or manually.
thousands of banks and brokers available
Manual Imports Supported, but Simple
- Portfolios from foreign banks can also be imported with just a few clicks.
- Data from specialized banks or international banks can be imported into the system very easily in PDF and CSV formats or as an image file.
Customers
These companies are already working with wealthAPI
Our innovative solutions have convinced numerous clients from the financial industry since 2023. Whether it’s a financial platform, influencer, online platform, bank, publishing house, asset manager, or family office, our technology is used wherever efficient and flexible solutions are required.
Data Security
Protecting your customer data is our top priority. As a BaFin-regulated Account Information Service, we operate in accordance with German banking security and data protection standards. Our internal processes are continuously checked for compliance and security.
Well-established compliance
Maximum security standards
Hosting in Germany
Note for developers
Simple integration of the wealthAPI tools into your systems via our wealthAPI
You’ve already integrated wealthAPI data into your platform? Then you can seamlessly integrate any wealthAPI portfolio analysis tool into your existing systems as well.
Ready for an offer?
Then contact our sales team directly.
After submitting this contact form, our sales team will contact you as soon as possible and send you an offer presentation by email.